2026 Compliance + Pricing
SOX
Private Equity & VC
Data last verified: January 2026

Compliance Audit for Private Equity & VC (SOX)

Evidence-ready delivery for Sarbanes-Oxley Act, tuned to Private Equity & VC risks and buyer expectations.

$19K-$125K
Adjusted for Private Equity & VC
Penalties: Criminal penalties for executives, SEC enforcementBudget: $75,000-$300,000
Pricing verified Q1 202645+ vendor interviews127+ data sourcesUpdated monthly
What auditors expect
Testing cadence: Annual audit as part of financial audit
Evidence mapped to Sarbanes-Oxley Act controls
Industry focus areas: SEC, SOC 2, Investor Requirements
Why Private Equity & VC chooses Compliance
First-time compliance certification
Failed audit requiring remediation
Customer contracts requiring certification

FAQs

What does Compliance Audit look like for Private Equity & VC?
We scope compliance audit around SEC, SOC 2, Investor Requirements and SOX evidence needs.
How often should Compliance be done for SOX?
Annual audit as part of financial audit
What happens if we miss SOX testing?
Criminal penalties for executives, SEC enforcement

Compliance Audit for Private Equity & VC (SOX)

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