2026 Compliance + Pricing
SOX
Fintech
Data last verified: January 2026
Compliance Audit for Fintech (SOX)
Evidence-ready delivery for Sarbanes-Oxley Act, tuned to Fintech risks and buyer expectations.
$20K-$130K
Adjusted for Fintech
Penalties: Criminal penalties for executives, SEC enforcementBudget: $150,000-$500,000
Pricing verified Q1 202645+ vendor interviews127+ data sourcesUpdated monthly
What auditors expect
Testing cadence: Annual audit as part of financial audit
Evidence mapped to Sarbanes-Oxley Act controls
Industry focus areas: PCI DSS, SOC 2, SOX, GDPR
Why Fintech chooses Compliance
First-time compliance certification
Failed audit requiring remediation
Customer contracts requiring certification
FAQs
What does Compliance Audit look like for Fintech?
We scope compliance audit around PCI DSS, SOC 2, SOX, GDPR and SOX evidence needs.
How often should Compliance be done for SOX?
Annual audit as part of financial audit
What happens if we miss SOX testing?
Criminal penalties for executives, SEC enforcement
Compliance Audit for Fintech (SOX)
Get quotes from providers who deliver auditor-ready evidence and industry-specific depth.