2026 Compliance Guide
Fintech
Data last verified: January 2026
GLBA Requirements for Fintech
Gramm-Leach-Bliley Act guidance tailored to Fintech. Align your controls, testing cadence, and evidence to avoid penalties.
Annual penetration testing, continuous monitoringPenalties: Up to $100,000 per violation, imprisonment up to 5 yearsIndustries: 1
PCI DSS compliance mandatory for card processing
Multiple regulatory frameworks overlapping
High-value target for sophisticated attackers
Pricing verified Q1 202645+ vendor interviews127+ data sourcesUpdated monthly
Required controls and tests
Testing cadence: Annual penetration testing, continuous monitoring
Evidence: Map findings to PCI DSS, SOC 2, SOX, GDPR
Risk areas: penetration-testing, vciso-services, red-team-assessment
What to prepare
PCI DSS audit approaching
Partnership requiring security attestation
Series B+ funding with institutional investors
FAQs
Does GLBA apply to Fintech?
US law requiring financial institutions to explain data sharing and protect sensitive data It is commonly required or expected for Fintech organizations.
How often should Fintech companies test for GLBA?
Annual penetration testing, continuous monitoring
What penalties are relevant for Fintech?
Up to $100,000 per violation, imprisonment up to 5 years
GLBA for Fintech
Align testing, evidence, and remediation to your regulator and auditor expectations.